As wealth management firms increasingly leverage online reviews and testimonials to grow their business, maintaining compliance with SEC Marketing Rule requirements becomes crucial. To address this challenge, Wealthtender has partnered with Hadrius to introduce the Testimonial Compliance Scanner (TCS). This innovative tool is designed to support compliance and marketing teams in ensuring that their testimonial marketing efforts adhere to regulatory standards.
The Testimonial Compliance Scanner (TCS) is a new service powered by Hadrius’ advanced AI technology. TCS helps wealth management firms navigate the complexities of SEC Marketing Rule requirements by:
- Scanning Online Reviews: TCS uses AI to analyze online reviews and identify content that might breach the SEC’s general prohibitions on advertising.
- Flagging Non-Compliance Issues: The tool highlights potential compliance issues in testimonials, ensuring that marketing materials meet regulatory standards.
1. Free Access for Wealthtender Clients
Starting today and through the end of the year, Wealthtender’s advisory firm clients can access TCS at no additional cost. This offer aims to support compliance and marketing teams in their efforts to manage testimonial marketing efficiently.
2. AI-Powered Efficiency
TCS leverages artificial intelligence to:
- Save Time: Automates the review process, allowing teams to focus on other critical tasks.
- Enhance Efficiency: Speeds up compliance checks, enabling firms to scale their testimonial marketing efforts quickly.
3. Expertise from Industry Leaders
Hadrius, founded in 2023, offers the first all-in-one platform for SEC and FINRA compliance. Their AI-driven software supports over $300B in AUM and serves 100+ compliance teams, making it a trusted solution for marketing review.
Join the Live Webinar
On Thursday, July 25th, at 1 p.m. ET / 10 a.m. PT, Wealthtender and Hadrius are hosting a live webinar and Q&A session where you can learn:
- How advisory firms can grow using compliant testimonial marketing strategies.
- The benefits of AI-enabled tools for compliance and marketing staff.
- Detailed insights about the Wealthtender & Hadrius partnership.
A replay will be available for those who cannot attend the live session.
The launch of the Testimonial Compliance Scanner represents a significant advancement in the realm of testimonial marketing compliance. By integrating Hadrius’ AI-powered technology, Wealthtender offers a valuable resource for advisory firms seeking to streamline their marketing efforts while adhering to SEC regulations. Don’t miss the opportunity to explore this innovative solution and join the upcoming webinar to learn more.